SEC Expands Investor Classes for Unregistered Securities Transactions
The Energy Law Blog
AUGUST 28, 2020
Yesterday the U.S. Securities and Exchange Commission adopted final rules that amend the definitions of “accredited investor” and “qualified institutional buyer” which are central to classifying investors that may participate in private offerings and investments under federal securities laws. A company wishing to offer or sell securities to the public must register those securities with the SEC unless an exemption from registration is available under federal securities laws.
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